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The NYC Buildings PW1 form serves as a Plan / Work Application that is essential for various construction or alteration projects within New York City. It requires detailed information including location, applicant details, and the specific work types involved. Comprehensively organized, it ensures that all necessary data for building permits and related approvals are systematically captured and submitted for review.

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The NYC Buildings PW1 form, officially named the Plan / Work Application, is an essential document for anyone intending to undertake construction-related activities in New York City. This comprehensive form requires detailed information, starting from the specific location of the proposed work, including house number, street name, borough, block, and lot numbers, to more intricate applicant and project details. Necessary for all application types, it seeks applicant information such as contact details and professional qualifications, with sections dedicated to filing representatives where applicable. Importantly, the form allows the applicant to detail the project's nature through various sections like job/project types, work types, and additional pertinent data such as zoning characteristics and building traits. It also addresses compliance with numerous city regulations, including the New York City Energy Conservation Code and asbestos abatement compliance. Furthermore, the form captures pivotal information on demolition details and the use of construction equipment. The PW1 form facilitates a comprehensive review process, incorporating amendments, reinstatements, and even withdrawals of filings, illustrating its central role as a gateway for construction project approval in one of the world's most dynamic urban environments.

Example - Nyc Buildings Pw1 Form

Document Attributes

Fact Name Detail
Form Purpose The PW1: Plan / Work Application is designed for individuals to submit necessary information for various construction projects in New York City, including alterations, demolitions, and new buildings.
Typewriting Requirement All information on the form must be typewritten to ensure clarity and readability.
Sections Requiring Mandatory Information Sections such as Location Information and Applicant Information are mandatory for all applications to be considered complete.
Optional Information While certain information is mandatory, the form also allows for optional details like Fax, mobile telephone, and e-mail addresses to be included for better communication.
Governing Law(s) The form is governed by the provisions of the New York City Administrative Code, Building Code, and other applicable laws and rules relevant to construction and alteration within the city.
Professional Certification Option Applicants have the option to choose Professional Certification to expedite the review process by certifying that the plans comply with all applicable laws, instead of undergoing a standard plan examination.
Job/Project Types The form accommodates a wide range of project types, including new buildings, alterations, and demolition projects, each with specific sections to detail the scope and nature of the work.
Compliance Acknowledgment Applicants must acknowledge their understanding that all work performed must comply with the New York City Energy Conservation Code (NYCECC) alongside other relevant codes and regulations.

Guide to Using Nyc Buildings Pw1

Filling out the NYC Buildings PW1 form is a critical step in the construction, alteration, and demolition process, ensuring that all projects comply with the city's building codes and regulations. This form gathers detailed information about the project, including location, applicant information, filing status, job/project types, work types, and additional essential details required for approval. To ensure the form is completed correctly, follow these structured steps:

  1. Ensure all sections are typewritten for clarity and legibility.
  2. Location Information: Fill in the house number, street name, borough, block, lot, BIN (Building Identification Number), C.B. No. (Community Board Number), work on floor(s), and apartment/condo number(s).
  3. Applicant Information: Include the last name, first name, middle initial, business name, business telephone, business address, state, zip, and email. Also, specify the license number and select the type of professional (e.g., P.E., R.A., Sign Hanger).
  4. Filing Representative: Complete this section if different from the applicant. Include similar details such as name, business information, and contact details.
  5. Filing Status: Choose the filing status that applies to your project (e.g., Initial Filing, Amendment, Subsequent Filing) and provide any associated information requested.
  6. Job/Project Types: Select the type(s) of work your project involves, such as Alteration Type 1, 2, 3, or New Building, and provide the specified associated information.
  7. Work Types: Mark all applicable work types (e.g., Boiler, Plumbing, Mechanical, Fire Suppression) related to your job.
  8. Plans/Construction Documents Submitted: Indicate the types of documents submitted with your application (e.g., Architectural, Plumbing, Structural).
  9. Additional Information: Fill in the required fields regarding construction floor area, job cost, street frontage, cluster or development names, and any other additional information requested.
  10. Additional Considerations, Limitations or Restrictions: Answer Yes or No to questions regarding structural peer review, compliance with local laws, and landmark status among others, providing additional details as necessary.
  11. NYC Energy Conservation Code Compliance: Confirm compliance with the NYCECC and provide details about the energy analysis, if applicable.
  12. Zoning Characteristics, Building Characteristics, Site and Demolition Details: Provide comprehensive information on zoning, the structural system, occupancy, fill, construction equipment, curb cuts, and demolition details as required.
  13. Asbestos Abatement Compliance and Sign Information: Detail the asbestos abatement compliance and any signage intended to be installed.
  14. Applicant’s Statements and Signatures: Read and acknowledge the statement provided, sign, and date the form to verify the information provided is accurate and comply with the regulations.
  15. Property Owner’s Statements and Signatures: Similar to the applicant, the property owner must read the proceeding statements, sign, and date the form, ensuring responsibility for compliance and accuracy of provided information.

Once the form is completed, submitted, and approved, you're on your way to getting your project off the ground in compliance with NYC's building codes. This document is a foundational step in ensuring the safety, compliance, and success of your building project.

Get Answers on Nyc Buildings Pw1

FAQ Section: NYC Buildings PW1 Form
  1. What is the PW1 form?

    The PW1 form, also known as the Plan / Work Application, is a document required by the New York City Department of Buildings (DOB). It serves as an application for various types of construction work, filing for permits, or requesting approvals related to building projects within New York City. The form gathers comprehensive information regarding the job location, the applicant undertaking the project, proposed work types, construction equipment, and specific details about the construction site, among other essential data.

  2. Who needs to file a PW1 form?

    Individuals or entities planning to undertake construction, alteration, demolition, or renovation work on a property within New York City must file a PW1 form. This requirement applies to professionals such as architects and engineers (representing property owners or themselves if they own the property), business entities looking to develop or modify existing structures, and contractors assigned to execute the specified work. Filing this form is a preliminary step towards obtaining the necessary permits from the DOB.

  3. What sections are mandatory in the PW1 form?

    The PW1 form comprises several critical sections, all of which serve distinct purposes. Mandatory sections include:

    • Location Information: Detailed information about the job site, including address and borough.
    • Applicant Information: Information about the individual or entity filing the application, including contact details and professional credentials.
    • Filing Status: Specifies whether the filing is initial, an amendment, reinstatement, etc.
    • Job/Project Types: Describes the nature of the work being undertaken, such as a new building construction, demolition, or alteration.
    • Work Types: Detailed list of specific work categories involved in the project.
    • Zoning Characteristics, Building Characteristics, and more: Various sections collect data on zoning, building usage, and other relevant characteristics.

    Completion of additional sections may be required based on the specific job type and the information being requested by the Department of Buildings.

  4. Can the PW1 form be submitted electronically?

    Yes, the PW1 form can be submitted electronically through the NYC Department of Buildings' eFiling system, available on the DOB NOW website. This digital submission process is designed to streamline the application process, allowing for quicker review and approval while reducing the need for physical paperwork.

  5. Are there fees associated with filing the PW1 form?

    Yes, filing the PW1 form typically involves payment of fees, which vary depending on the scope and complexity of the project. Fees are calculated based on various factors, including the type of work being performed, the size of the project, and other related criteria. Applicants should consult the NYC DOB fee schedule for specific fee information related to their projects.

  6. What happens after the PW1 form is submitted?

    After submission, the PW1 form is reviewed by the Department of Buildings. This review process is to ensure that the proposed work complies with all applicable building codes, zoning regulations, and safety standards. If additional information or corrections are needed, the DOB will notify the applicant. Upon approval, the applicant can proceed with obtaining the necessary permits for their project. Regular inspections by DOB officials may be required during and after completion of the work to ensure compliance with the approved plans.

Common mistakes

Filling out the NYC Buildings PW1 form, which is a Plan / Work Application, can be overwhelming due to its comprehensive nature. However, avoiding common errors can streamline the approval process. Here are seven common mistakes to steer clear of:

  1. Not typing out the form: The PW1 form stipulates that it must be typewritten. Handwritten submissions can lead to errors in reading the information and ultimately, the application being rejected or delayed.
  2. Incorrect or incomplete location information: Section 1 of the PW1 form asks for detailed location information. Omitting details like the House No(s), Street Name, Borough, Block, and Lot can hinder the processing of your application. This information is crucial for the Department of Buildings to identify the premises where work will be conducted.
  3. Omitting applicant information: Section 2 requires comprehensive information about the applicant, including business address and license number. Skipping any mandatory detail can lead to delays. Remember, although fax, mobile telephone, and email address are optional, providing these can facilitate better communication.
  4. Filing status confusion: In Section 4, failing to appropriately choose and complete the required information for your filing status (such as Initial Filing, Subsequent Filing, Amendment, etc.) can mislead or confuse the reviewing officials. It's crucial to understand the nature of your application to select the correct filing status.
  5. Overlooking the job/project types: Section 5 asks you to choose the job/project type that applies to your work. It's a common mistake to select the wrong type or to not select any type at all. This section informs the department about the specific kind of work you plan to undertake, so accuracy here is essential.
  6. Ignoring additional information and considerations: Sections 8 and 9 seek additional details about the project, including estimated job costs, construction floor area, and whether the job complies with zoning regulations. Neglecting these sections can result in incomplete submission and potential project delays.
  7. Failing to comply with NYCECC: The New York City Energy Conservation Code (NYCECC) Compliance section is often overlooked by applicants. Ensuring that your project complies with the NYCECC, and checking the appropriate boxes in section 10 is critical for the environmental sustainability aspect of your project approval.

To sum up, when filling out the NYC Buildings PW1 form, it’s vital to be meticulous, provide comprehensive and accurate information, and understand each section's requirements. Following these guidelines not only helps in avoiding common pitfalls but also significantly enhances the likelihood of a hassle-free approval process.

Documents used along the form

Completing the PW1: Plan / Work Application is a crucial step for individuals and businesses planning construction, alteration, or demolition projects in New York City. This document is the starting point for obtaining the necessary permits from the Department of Buildings. However, the PW1 form is often just one of many documents required throughout the process. Understanding each document and its purpose can help ensure a smoother application process.

  • DOB NOW: Build - An online portal for submitting applications and plans to the NYC Department of Buildings. It's essential for many types of construction projects and permits.
  • AL1: Schedule A - Occupancy / Use - Details the intended use, occupancy, and zoning characteristics of a building or space, specifying changes if applicable.
  • PW3: Cost Affidavit - Provides an estimated cost of work, signed by the property owner or lessee, to be submitted with the PW1 for certain work types.
  • ST-1: Statement of Responsibility Under the Workers' Compensation Law - Confirms compliance with workers’ compensation insurance requirements or exemptions.
  • BPP Checklist: Builders Pavement Plan - Required for projects affecting sidewalks, streetscapes, or requiring new curb cuts, ensuring plans comply with city standards.
  • AH1: Asbestos Assessment - Necessary for all demolition and construction projects to ascertain if asbestos abatement is required according to DEP regulations.
  • CP1: Construction Superintendent / Site Safety Plan - Mandatory for projects that require a construction superintendent, detailing the safety and logistics plan for the site.
  • TR1: Technical Report Statement of Responsibility - Verifies that inspections and tests (e.g., structural, mechanical systems) will comply with the code and are conducted by qualified individuals.
  • EN2: Energy Code Compliance Form - Confirms that the construction plans meet the New York City Energy Conservation Code (NYCECC), required for most projects.
  • PW7: Certificate of Occupancy / Letter of Completion Folder Review Request - Used to request review of completed projects in order to obtain a new Certificate of Occupancy or a Letter of Completion.

Each of these documents plays a significant role in ensuring the safety, legality, and compliance of construction projects with city regulations. Carefully preparing and submitting the necessary forms, alongside the PW1, can facilitate a more efficient review process, ultimately leading to timely project approvals. Whether you're a homeowner looking to renovate or a contractor handling a large development, familiarizing yourself with these forms and their requirements is a fundamental step in navigating New York City's construction permitting process.

Similar forms

The NYC Buildings PW1 form is akin to the Building Permit Application used by other municipalities. Both documents serve as a primary application for requesting permission to start construction work, renovations, or significant alterations on a property. They require detailed information about the project location, applicant, and specifics of the proposed work, including types of work, occupancy, and construction equipment. While the forms may vary in format and certain details due to local jurisdictional requirements, their fundamental purpose is to ensure that proposed construction projects comply with local building codes and regulations.

Another similar document is the Certificate of Occupancy Application. This form is typically submitted toward the completion of a construction project, requesting an inspection to verify that the building is safe and meets all the applicable building and zoning codes. The PW1 form shares the goal of ensuring that construction work complies with legal standards, but it is submitted at the project's inception. Both forms play critical roles in the regulatory process, helping to ensure the safety, legality, and suitability of buildings for their intended uses.

The Alteration Type-1 (Alt-1) Application also bears resemblance to the PW1 form, particularly for projects in New York City that involve major changes affecting the use, egress, or occupancy of a building. The PW1 form can encompass a range of work types, including Alt-1 projects, by specifying the project type and work details. Both forms are integral to the process of planning and legalizing significant alterations, serving as a formal request to the Department of Buildings for plan examination and approval.

The Demolition Permit Application, while more specific in scope, shares similarities with the PW1 form when the proposed work involves the demolition of existing structures. Both documents require detailed information about the project site, the parties responsible for the work, and specifics about the scope and nature of the demolition or construction activity. They ensure that such activities are carried out safely, legally, and in accordance with local regulations concerning the demolition process.

The Plumbing Permit Application is another form that aligns with sections of the PW1 form, especially when plumbing work is a major component of a construction or alteration project. Applicants must provide detailed information about the plumbing installations or modifications, similar to how the PW1 form requires descriptions of various work types involved in a project. Both forms facilitate regulatory oversight of construction activities to ensure compliance with health and safety codes.

A Zoning Compliance Application shares objectives with the PW1 form, as both seek to confirm that proposed construction or alteration activities comply with local zoning laws. The PW1 form requires specific zoning information about the project site, akin to how a Zoning Compliance Application directly addresses whether a project meets the area's zoning requirements. This ensures that developments conform to land use regulations, preserving community planning objectives.

The Fire Safety Compliance Form, similar to specific sections of the PW1 form, is required for projects that involve the installation or modification of fire safety systems. This similarity arises in projects where fire suppression, alarm, and other life safety systems are integral to the construction work, requiring detailed submissions to demonstrate compliance with fire safety standards and regulations. Both forms play crucial roles in ensuring that buildings are safe for occupancy in the event of a fire.

The Environmental Review Form, while focusing on environmental impacts, parallels the PW1 form in its role in the regulatory approval process for construction projects. Projects that may have significant environmental impacts must submit detailed assessments, similar to how the PW1 form requires information on various aspects of construction work. Both forms aid in evaluating the potential effects of proposed projects on their surrounding environments and ensure compliance with applicable environmental laws and regulations.

The Landmarks Preservation Commission (LPC) Application is necessary for work on landmarked properties and historic districts, sharing a similar function to the PW1 form for such projects in New York City. The PW1 form accommodates entries related to landmarks compliance, ensuring that modifications to historically significant buildings preserve their character, in line with the broader goal of maintaining the architectural and historic integrity of landmarked sites.

The Construction Sign-off Form, although used toward the end of a project, is akin to the PW1 form in its regulatory function. It signifies the completion of construction work in compliance with the approved plans and permits, similar to how the PW1 form initiates the regulatory oversight process. Both documents are milestones in the lifecycle of a construction project, marking its commencement and completion while ensuring adherence to building codes and standards.

Dos and Don'ts

Filling out the NYC Buildings PW1 form is an important step for applicants seeking approval for construction projects within New York City. To ensure a smooth submission process, here are some dos and don'ts:

Do:

  • Ensure the information is typewritten to maintain clarity and legibility.
  • Double-check all fields for accuracy, including location information, applicant information, and job/project types, to avoid any potential delays.
  • Include optional information such as fax, mobile telephone, and e-mail address in the applicant information section, as this may expedite communication.
  • Fully complete the Filing Status section, making clear selections and providing associated information as required.
  • Review the entire form before submission to ensure that all applicable sections have been completed and that no required information is missing.

Don't:

  • Submit the form without the BIS job number label affixed, if applicable, as this is crucial for identification and processing.
  • Leave mandatory sections incomplete. Every section marked "Required for all applications" must be filled out.
  • Guess or estimate information. Incorrect data can lead to application rejection or delays in the approval process.
  • Ignore the requirements for selecting job/project types and work types. Make sure to select all that apply, within the limits allowed by the job and filing type.
  • Forget to sign and date the application. Unsigned applications are considered incomplete and will not be processed.

Misconceptions

When examining misconceptions surrounding the PW1: Plan / Work Application form required for filing with the New York City Department of Buildings, it's important to clarify some misunderstandings that can arise. This form plays a crucial role in the city's building and renovation process, serving as a critical step for many projects across the boroughs. Here are five notable misconceptions:

  • The form is only for new buildings: A common misconception is that the PW1 form is exclusively for new building applications. In reality, this form is versatile and required for a range of projects including alterations, demolitions, and certain plumbing, boiler, and mechanical work. Its purpose extends well beyond just new constructions.
  • Typewritten forms are optional: While it might seem trivial, the instruction stating "Must be typewritten" is indeed a requirement, not a suggestion. Handwritten forms are not accepted. This policy ensures that all submissions are legible and standardized, minimizing the risk of errors or delays in the review process.
  • Email and mobile numbers are mandatory: Despite what some might think, providing an email address and mobile telephone number on the form is optional. However, including these details can facilitate better communication between the Department of Buildings and the applicant, especially for clarifications or updates regarding the application.
  • Professional certification is always required: Another misunderstanding is that all applications must be accompanied by a professional certification, such as from a Professional Engineer (P.E.) or Registered Architect (R.A.). While professional certifications (PC) accelerate the review process by bypassing a preliminary review by the Department of Buildings, not all applications require them. There are instances and project types where an application can proceed through a standard plan examination instead.
  • Only the property owner can file: It is often mistakenly believed that applications must be submitted by the property owner directly. In practice, an authorized representative, such as a filing representative, contractor, or the aforementioned professionals (P.E. or R.A.), can complete and submit the PW1 form on behalf of the owner, provided they have the owner's consent and accurate owner information is supplied.

Understanding the actual requirements and allowances of the PW1 form is essential for a smooth application process with the NYC Department of Buildings. Clearing up these misconceptions facilitates better compliance and efficiency for all parties involved in building and renovation projects across New York City.

Key takeaways

Filling out and utilizing the New York City Buildings PW1 form, officially known as the Plan / Work Application, is a critical step in ensuring compliance with city regulations during building projects. Several key points are worth considering for a smooth process.

  • Typewritten Requirement: The PW1 form must be filled out using a typewriter, indicating the city's preference for legibility and professionalism in the submission of these documents.
  • Comprehensive Location and Applicant Information: The form requires detailed location information, including house number, street name, borough, block, and lot, among others. Equally, applicant information is comprehensive, demanding contact details and professional credentials, showcasing the city's emphasis on accountability and the necessity for thorough documentation.
  • Filing Status Options: The form delineates between initial filings and various subsequent filing statuses such as amendments, reinstatement, or withdrawal. This classification underscores the city’s process for tracking the lifecycle of a building project and highlights the importance of accurate filing from the outset.
  • Job/Project Types Identification: Applicants must specify the nature of their project by choosing from listed options such as alterations, new building, or demolition. This requirement facilitates the targeted review of projects by the relevant departments, optimizing the regulatory oversight process.
  • Work Type Specificity: The form asks for a selection of work types from a list that includes boiler, fire suppression, plumbing, and more, each with its code. This specificity aids in streamlining the approval process and ensures that the proper inspections and regulations are applied.
  • Compliance and Safety Considerations: Sections dedicated to compliance with the New York City Energy Conservation Code (NYCECC), demolition details, asbestos abatement, and fire protection equipment emphasize the city's commitment to safety, environmental standards, and public health.

The PW1 form thus serves as a comprehensive document that facilitates communication between applicants and the city, ensuring that building projects adhere to regulations and standards that maintain the safety, aesthetics, and integrity of New York City’s built environment. It is imperative for applicants to approach this document with precision and care, given its centrality to the regulatory approval process.

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